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Securities

Securities books provide essential insights into the laws and regulations governing financial markets and investment practices. This category includes titles that cover key topics such as securities regulation, compliance requirements, investment strategies, and the role of financial institutions. Professionals in law, finance, and accounting will find valuable resources from leading publishers like Sweet & Maxwell, LexisNexis, and CCH, which are designed to enhance understanding and application of securities law in practice.
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  1. Offerings of Asset Backed Securities, 4th Edition (1-year Online Subscription)
    Offerings of Asset Backed Securities, 4th Edition (1-year Online Subscription)
    • Author: John Arnholz; Edward E. Gainor
    • Jurisdiction: U.S.
    Contact us for Pricing
  2. Derivatives Regulation (1-year Online Subscription)
    Derivatives Regulation (1-year Online Subscription)
    • Author: Philip McBride Johnson; Thomas Lee Hazen; Susan C. Ervin; Charles R. Mills
    • Jurisdiction: U.S.
    Contact us for Pricing
  3. U.S. Transactional Law Suite: IPO Vital Signs (1-Year Online Subscription)
  4. Capital Markets Handbook, 7th Edition (1-year Online Subscription)
    Capital Markets Handbook, 7th Edition (1-year Online Subscription)
    • Author: John C. Burch, Jr.; Bruce S. Foerster
    • Jurisdiction: U.S.
    Contact us for Pricing
  5. Broker-Dealer Law and Regulation, 5th Edition
    Broker-Dealer Law and Regulation, 5th Edition
    • Author: Norman S. Poser; James A. Fanto
    • Jurisdiction: U.S.
    Contact us for Pricing
  6. Regulation of Securities: SEC Answer Book, 5th Edition (1-year Online Subscription)
  7. Securities Regulation (1-year Online Subscription)
    Securities Regulation (1-year Online Subscription)
    • Author: Louis Loss; Joel Seligman; Troy Paredes
    • Jurisdiction: U.S.
    Contact us for Pricing
  8. IPO: A Global Guide
    IPO: A Global Guide
    • Author: Philippe Espinasse
    • Published In: April 2011
    • Jurisdiction: Australia, Dubai, France, Germany, Hong Kong, International, Japan, Singapore, Switzerland, U.K., U.S.
    New Edition: 9789888083190
  9. Research Handbook On Securities Regulation In The United States
    Research Handbook On Securities Regulation In The United States
    • Author: Jerry Markham; Rigers Gjyshi
    • Published In: July 2014
    • Jurisdiction: U.S.

    List Price: HKD 2,639.00

    HKD 2,559.83 Save HKD 79.17 (3%)

  10. U.S. Regulation of Hedge Funds, 2nd Edition
    U.S. Regulation of Hedge Funds, 2nd Edition
    • Author: Shartsis Friese
    • Published In: August 2014
    • Jurisdiction: U.S.
    HKD 1,100.00
  11. Derivatives Law and Regulation
    Derivatives Law and Regulation
    • Author: Gary E. Kalbaugh
    • Published In: August 2014
    • Jurisdiction: U.S.
    HKD 1,320.00
  12. International Securities Law Handbook, 4th Edition
    International Securities Law Handbook, 4th Edition
    • Author: Marcus Best; Jean-Luc Soulier
    • Published In: December 2014
    • Jurisdiction: Argentina, Australia, Austria, Belgium, Brazil, Canada, China, Denmark, Finland, France, Germany, Greece, Hong Kong, India, International, Ireland, Israel, Japan, Korea, Malaysia, Mexico, Netherlands, Norway, Philippines, Portugal, Scotland, Singapore, South Africa, South Korea, Spain, Sweden, Switzerland, Taiwan, Turkey, U.K., U.S.

    List Price: HKD 3,036.85

    HKD 2,945.74 Save HKD 91.11 (3%)

  13. A Practitioner's Guide to FINRA Sanctions Analysis
    A Practitioner's Guide to FINRA Sanctions Analysis
    • Author: Rory C. Flynn
    • Published In: July 2015
    • Jurisdiction: U.S.
    HKD 1,400.00
  14. Commodity Exchange Act, Regulations & Forms, 2016 Special Edition
    Commodity Exchange Act, Regulations & Forms, 2016 Special Edition
    • Author: Wolters Kluwer Law & Business Attorney-Editors
    • Published In: November 2016
    • Jurisdiction: U.S.

    List Price: HKD 1,720.00

    HKD 1,668.40 Save HKD 51.60 (3%)

  15. The First Bilateral Investment Treaties: U.S. Postwar Friendship, Commerce, and Navigation Treaties
    The First Bilateral Investment Treaties: U.S. Postwar Friendship, Commerce, and Navigation Treaties
    • Author: Kenneth J. Vandevelde
    • Published In: June 2017
    • Jurisdiction: U.S.

    List Price: HKD 1,625.00

    HKD 1,576.25 Save HKD 48.75 (3%)

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