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Derivatives Regulation (1-year Online Subscription)

Derivatives Regulation (1-year Online Subscription)

Author: Philip McBride Johnson; Thomas Lee Hazen; Susan C. Ervin; Charles R. Mills
Publisher: Wolters Kluwer Legal & Regulatory U.S. (Online)
ISBN: 10071655
Published In: Subscription-type (Contents updated periodically)
Format: Online , 1960 pages
Jurisdiction: U.S. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Contents

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For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic.

Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets.

Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including:

Developments implementing the massive reforms introduced by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
Distinguishing between regulated and unregulated derivatives - and knowing which rules to apply
The significant roles of the SEC and the federal laws in regulating derivatives
Meeting standards for exemption or other relief
The workings of the derivatives markets and the rules applicable to trading
Registration, reporting, and disclosure requirements applicable to commodities professionals
Criteria for publicly traded futures and commodity options
Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions
Customer protections, the CFTC's reparations program, arbitration programs, and private rights of action in the courts