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Compliance and Company Secretarial Practice of Hong Kong Listed Companies

Compliance and Company Secretarial Practice of Hong Kong Listed Companies

Author: Andrew Tsang; Natalie L.Y. Chan
Publisher: Sweet & Maxwell Hong Kong
ISBN: 9789626615348
Published In: November 2014
Format: Paperback , 639 pages
Jurisdiction: Hong Kong ? Disclaimer:
Countri(es) stated herein are used as reference only

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A practical guide for company secretaries, practitioners and business professionals to perform the compliance function of a listed company by applying the respective laws, rules and regulations in different fictitious scenarios.

Compliance and Company Secretarial Practice of Hong Kong Listed Companies provides a neat and concise guide to all compliance and company secretarial practices that every Hong Kong listed company must abide by. Viewed through a real world scenario setting of a fictitious company, this publication offers both a concise and comprehensive analysis of these explicit guidelines which will help facilitate a wider understanding of corporate secretarial practice.

Several aspects and stages of development of a listed company are examined:

Fundamental concepts of restructuring a private limited company into a wholly-owned subsidiary of a Cayman Islands company listed on the Main Board of the Stock Exchange

Account of the extensive continuing obligations imposed on a listed company and its officers
Reviews and explains the compliance and secretarial practices
Examines how a restructuring exercise can help to revive an ailing listed company

Most up-to-date statutory and non-statutory compliances include:

The New Companies Ordinance (Cap. 622)

The Securities and Futures Ordinance (Cap. 571)
The Cayman Companies Law
The Rules Governing the Listing of securities on the Stock Exchange and the Rules Governing the Listing of Securities on the GEM of the Stock Exchange
The Hong Kong Code on Takeovers and Mergers and Share Buy-backs

Ongoing or ad hoc compliance and company secretarial practice as required by the Hong Kong Companies Registry

Introduction and Overview
Listing Considerations and Listing Methods
Qualifications for Listing and Initial Public Offerings (IPO):Main Board and Growth Enterprise Market (GEM)
Listing of Securities for Companies Incorporated in Hong Kong, the PRC, and Certain Overseas Jurisdictions
Meetings of the Listed Issuers
Continuing Obligations after Listing
Notifiable Transactions and Connected Transactions
General Matters Relevant to the Issuer’s Securities
Change of Officers and Other Personnel
Miscellaneous
Scheme of Arrangement, Reconstructions (Resumption of Trading Instead of Winding-up), Winding-up and Liquidation, Delisting, and Cessation of Business in Hong Kong
General Reminder regarding the New Companies Ordinance (Cap 622), Securities and Futures Ordinance (Cap 571) Amendments, Non-statutory Rule and Regulation Amendments and Changing Trend of Corporate Governance affecting the compliance and Operation of Hong Kong Listed Companies