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EU Market Abuse Regulation: A Commentary on Regulation (EU) No 596/2014

EU Market Abuse Regulation: A Commentary on Regulation (EU) No 596/2014

Author: Susanne Kalss; Martin Oppitz; Martin Winner
Publisher: Edward Elgar Publishing
ISBN: 9781800882232
Published In: December 2021
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
Contents

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This comprehensive Commentary examines the implications of the EU’s Market Abuse Regulation, introduced following the 2008 financial crisis after gaps were identified in the existing regulatory framework. It explores whether and how the Regulation achieves its aims of preserving the integrity of financial markets by preventing insider dealing and market manipulation, providing a harmonised legal framework, and increasing legal certainty for all market participants.

Key features include:

in-depth contributions from leading scholars and practitioners in the field
practical discussion of the interpretation and implementation of the Regulation, including pertinent national and European case law
systematic article-by-article analysis of the Regulation, illuminating the purpose of each provision as well as providing relevant historical and legal context

Scholars of EU financial and banking law, particularly those with an interest in market abuse and financial crime and corruption, will find this Commentary a valuable resource. It will also be of great practical benefit for practitioners and in-house counsel working for or with banks, investment firms and other financial institutions.

1. Subject matter

Elena Guggenberger

2. Scope

Elena Guggenberger

3. Definitions

Elena Guggenberger

4. Notifications and list of financial instruments

Elena Guggenberger

5. Exemption for buy-back programmes and stabilisation

Susanne Kalss

6. Exemption for monetary and public debt management activities and climate policy activities

Susanne Kalss

7. Inside information

Mario Hössl-Neumann and Ulrich Torggler

8. Insider dealing

Martin Winner

9. Legitimate behaviour

Martin Winner

10. Unlawful disclosure of inside information

Mario Hössl-Neumann and Ulrich Torggler

11. Market soundings

Mario Hössl-Neumann and Ulrich Torggler

12. Market manipulation

Susanne Kalss

13. Accepted market practices

Susanne Kalss

14. Prohibition of insider dealing and of unlawful disclosure of inside information

Martin Winner

15. Prohibition of market manipulation

Martin Oppitz

16. Prevention and detection of market abuse

Florian Kusznier

17. Public disclosure of inside information

Susanne Kalss and Clemens Hasenauer

18. Insider lists

Ursula Rath

19. Managers’ transactions

Susanne Kalss and Clemens Hasenauer

20. Investment recommendations and statistics

Martin Oppitz

21. Disclosure or dissemination of information in the media

Martin Oppitz

22. Competent authorities

Peter Jedlicka

23. Powers of competent authorities

Peter Jedlicka

24. Cooperation with ESMA

Alfred Schramm

25. Obligation to cooperate

Alfred Schramm

26. Cooperation with third countries

Alfred Schramm

27. Professional secrecy

Alfred Schramm

28. Data protection

Alfred Schramm

29. Disclosure of personal data to third countries

Alfred Schramm

30. Administrative sanctions and other administrative measures

Michael Rohregger and Nina Palmstorfer

30A. Appendix to Art 30 MAR – Private enforcement

Chris Thomale

31. Exercise of supervisory powers and imposition of sanctions

Michael Rohregger and Charlotte Pechhacker

32. Reporting of infringements

Michael Rohregger and Charlotte Pechhacker

33. Exchange of information with ESMA

Michael Rohregger and Charlotte Pechhacker

34. Publication of decisions

Michael Rohregger and Nina Palmstorfer

35. Exercise of the delegation

Elisabeth Drach

36. Committee procedure

Elisabeth Drach

37. Repeal of Directive 2003/6/EC and its implementing measures

Elisabeth Drach

38. Report

Elisabeth Drach

39. Entry into force and application

Elisabeth Drach

Annex I

Annex II

Index

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