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Financial Services Decisions Digest

Financial Services Decisions Digest: FSA Final Notices and FSMT Decisions

Financial Services Decisions Digest FSA Final Notices and FSMT Decisions

Author: James Bagge; Charles Evans; Katie Stephen; Dorian Drew; Sonia Morley
Publisher: LexisNexis U.K.
ISBN: 9781405718455
Published In: June 2007
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

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Description
Contents
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This new book brings together for the first time the FSA Final Notices and the FSMT Decisions in one accessible volume. An essential tool, Financial Services Decisions Digest allows financial services practitioners to take guidance from previous regulatory decisions in this new era of principles-based regulation.

Benefits of Financial Services Decisions Digest: FSA Final Notices and FSMT Decisions

An overarching practical and authoritative review is provided under key headings, grouped under themes, giving an overview of the decisions relevant to each subject area whilst also highlighting the FSA's priorities.
There is no other source that collates and provides an authoritative guide to the FSA Final Notices and the FSMT Decisions
Financial Services Decisions Digest will be an essential reference work for financial services practitioners, accountants and compliance officers and a vital addition to law libraries, driving advice and practice in the financial services industry.

Introduction;
Market Abuse;
Listing Rules;
Anti-Money Laundering;
Treating Customers Fairly;
Systems and Controls;
Authorisation and Approval;
Tribunal Procedure.
Content for this publication includes:
Appendix 1: Final Notices.
Appendix 2: Tribunal Decisions

By James Bagge, Charles Evans, Katie Stephen, Dorian Drew and Sonia Morley, Norton Rose

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