JavaScript seems to be disabled in your browser.
You must have JavaScript enabled in your browser to utilize the functionality of this website.

Customer Service

Currencies:HKD

Your Language:

Browse Books

Browse Books

Ask the Experts

Home >
Law >
Banking / Finance >
Financial Services Decisions Digest

Financial Services Decisions Digest: FSA Final Notices and FSMT Decisions

Financial Services Decisions Digest FSA Final Notices and FSMT Decisions

Author: James Bagge; Charles Evans; Katie Stephen; Dorian Drew; Sonia Morley
Publisher: LexisNexis U.K.
ISBN: 9781405718455
Published In: June 2007
Format: Hardback
Jurisdiction: U.K. ? Disclaimer:
Countri(es) stated herein are used as reference only

Out of stock

OR

Description
Contents
Author

Details

This new book brings together for the first time the FSA Final Notices and the FSMT Decisions in one accessible volume. An essential tool, Financial Services Decisions Digest allows financial services practitioners to take guidance from previous regulatory decisions in this new era of principles-based regulation.

Benefits of Financial Services Decisions Digest: FSA Final Notices and FSMT Decisions

An overarching practical and authoritative review is provided under key headings, grouped under themes, giving an overview of the decisions relevant to each subject area whilst also highlighting the FSA's priorities.
There is no other source that collates and provides an authoritative guide to the FSA Final Notices and the FSMT Decisions
Financial Services Decisions Digest will be an essential reference work for financial services practitioners, accountants and compliance officers and a vital addition to law libraries, driving advice and practice in the financial services industry.

Introduction;
Market Abuse;
Listing Rules;
Anti-Money Laundering;
Treating Customers Fairly;
Systems and Controls;
Authorisation and Approval;
Tribunal Procedure.
Content for this publication includes:
Appendix 1: Final Notices.
Appendix 2: Tribunal Decisions

By James Bagge, Charles Evans, Katie Stephen, Dorian Drew and Sonia Morley, Norton Rose

You may also be interested in these books:


Hong Kong Company Secretary's Practice Manual, 6th Edition: List Price: ¥27,187.60

¥26,371.97 Save ¥815.63 (3%)


Hong Kong Company Secretary Checklist, 2nd Edition: List Price: ¥25,350.60

¥24,590.08 Save ¥760.52 (3%)


Hong Kong Civil Procedure 2026 (The White Book): ¥251,485.30


Hong Kong Civil Court Practice (Desk Edition 2026): List Price: ¥90,013.00

¥76,511.05 Save ¥13,501.95 (15%)


Construction Industry Security of Payment Ordinance in Hong Kong (Hardcopy + e-book): List Price: ¥31,229.00

¥26,544.65 Save ¥4,684.35 (15%)


Criminal Litigation in Hong Kong, 5th Edition (Hardcopy + e-book): List Price: ¥32,147.50

¥31,183.08 Save ¥964.43 (3%)


Hong Kong Tax & Accounting Practical Toolkit (Basic Package): ¥66,848.43


The Hong Kong Company Secretary's Handbook: Practice and Procedure (11th Edition): List Price: ¥10,121.87

¥9,818.21 Save ¥303.66 (3%)


Civil Litigation in Hong Kong, 7th Edition (Hardcopy + e-book): List Price: ¥40,414.00

¥32,331.20 Save ¥8,082.80 (20%)


Butterworths Hong Kong Company Law Handbook, 27th Edition: List Price: ¥92,584.80

¥89,807.26 Save ¥2,777.54 (3%)


Hong Kong Family Court Practice, 5th Edition: List Price: ¥55,477.40

¥53,813.08 Save ¥1,664.32 (3%)


Butterworths Hong Kong Discrimination Law Handbook, 4th Edition: List Price: ¥27,555.00

¥26,728.35 Save ¥826.65 (3%)


Sentencing in Hong Kong, 11th Edition: List Price: ¥65,764.60

¥63,791.66 Save ¥1,972.94 (3%)


Butterworths Hong Kong Company Law (Winding-Up and Miscellaneous Provisions) Handbook, 6th Edition: List Price: ¥41,883.60

¥40,627.09 Save ¥1,256.51 (3%)


Tort Law in Hong Kong, 5th Edition (Hardcopy + ebook): List Price: ¥45,925.00

¥44,547.25 Save ¥1,377.75 (3%)


Clough & Clough on Personal Injuries: List Price: ¥27,555.00

¥26,728.35 Save ¥826.65 (3%)


Hong Kong Personal Insolvency Manual, 3rd Edition: List Price: ¥36,740.00

¥35,637.80 Save ¥1,102.20 (3%)


Butterworths Hong Kong Conveyancing and Property Law Handbook, 6th Edition: List Price: ¥33,066.00

¥32,074.02 Save ¥991.98 (3%)


A Practical Guide to Resolving Shareholder Disputes, 2nd Edition: List Price: ¥33,066.00

¥32,074.02 Save ¥991.98 (3%)


Hong Kong Company Law, 15th Edition: List Price: ¥9,038.04

¥8,766.90 Save ¥271.14 (3%)

“

Ordering from Professional Bookshop is fantastic, quick delivery great products, great customer service Siti L.
This is a great bookstore and have had no problems with them and all my orders have come on time and in good condition. Yang X.
Everything is perfect. Fast delivery. I highly recommend this website to all my friends and colleagues. Thanks Hoi Man L.
So thankful I am receiving all my books, thank you to all for a great service and excellent products Clinton K.
Professional Bookshop is amazing! I've been a loyal customer for over 5 years. Returns are easy to request, book or delivery complaints are taken seriously and the customer service team is friendly and patient. Mick D.
I wanted to informed you that the customer service is excellent. They were so polite and nice. I would continue to buy books from Professional Bookshop. Jingsong C.
Fast and quick service. Easy transaction method, arrived sooner than expected. Excellent packaging and the books received are in perfect condition! Thank you very much! I love the book and its quality. Saori B.
I can order any accounting books from worldwide from Professional Bookshop. Love this website and save my time to search from internet. Lingxiao R.
It is just so easy to find what you are always looking for and sometimes you can even find it up to 80% off what you would in the normal store. Graeme R.
I love shopping on Professional Bookshop! They have a wide range of accounting book with competent prices. Free shipping in Hong Kong is also really handy! Fergus Y.
Professional Bookshop is a great bookstore, I must say. Buying books in Professional Bookshop is so easy, great and reliable. It is highly recommendable. Deborah D.
A great site to shop accounting books and everything and with discountable prices. It’s my first choice whenever i want to shop something. Most trusted site. Zeng Z.
I found the books I needed and at a very low price. I am very happy and will definitely use it in the future Brian W.
I have been using Professional Bookshop for a while now. I am very impressed with customer service and delivery. When I need to have a return it is done very diligently. Olivia L.
Professional Bookshop is my default go to for finding the best prices and reading details of law books before buying. Detailed book description is very helpful. Tracy W.
I've been using Professional Bookshop since 2011 and they actually great, I always received great service and my book arrives on time. Lisa C.

Professional Associations

Partners

Copyright © 2010-2026 Professional Bookshop Ltd. All Rights Reserved